-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FVr+Ppzk2GI9H3UgluiW7xwMVhmWVZIaUsgVywWyzv65kia9B/EL9BmpTqUOlAJy k+pMImqN3+uEO/18/0IHfw== 0001104659-08-009464.txt : 20080212 0001104659-08-009464.hdr.sgml : 20080212 20080212170726 ACCESSION NUMBER: 0001104659-08-009464 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080212 DATE AS OF CHANGE: 20080212 GROUP MEMBERS: DAVID I. WAHRHAFTIG GROUP MEMBERS: FRANK J. LOVERRO GROUP MEMBERS: FRANK K. BYNUM, JR. GROUP MEMBERS: FRANK T. NICKELL GROUP MEMBERS: GEORGE E. MATELICH GROUP MEMBERS: JAMES J. CONNORS, II GROUP MEMBERS: KELSO GP VI, LLC GROUP MEMBERS: KEP VI, LLC GROUP MEMBERS: MICHAEL B. GOLDBERG GROUP MEMBERS: PHILIP E. BERNEY GROUP MEMBERS: THOMAS R. WALL, IV SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BWAY Holding CO CENTRAL INDEX KEY: 0001392179 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 303624491 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83380 FILM NUMBER: 08599316 BUSINESS ADDRESS: STREET 1: 8607 ROBERTS DRIVE, SUITE 250 CITY: ATLANTA STATE: GA ZIP: 30350 BUSINESS PHONE: 770-6454800 MAIL ADDRESS: STREET 1: 8607 ROBERTS DRIVE, SUITE 250 CITY: ATLANTA STATE: GA ZIP: 30350 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KELSO INVESTMENT ASSOCIATES VI L P CENTRAL INDEX KEY: 0001141448 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE 24TH FLOOR CITY: NEW YORK CITY STATE: NY ZIP: 10022 SC 13G 1 a08-5382_1sc13g.htm SC 13G

 

 

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

BWAY HOLDING COMPANY

(Name of Issuer)

Common Stock, $0.01 par value

(Title of Class of Securities)

12429T 104

(CUSIP Number)

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
Kelso GP VI, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

2


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
Kelso Investment Associates VI, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

3


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
KEP VI, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

4


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
Philip E. Berney

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

5


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
Frank K. Bynum, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

6


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
James J. Connors, II

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

7


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
Michael B. Goldberg

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

8


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
Frank J. Loverro

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

9


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
George E. Matelich

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

10


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
Frank T. Nickell

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

11


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
David I. Wahrhaftig

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

12


 

CUSIP No. 12429T 104

 

 

1.

Names of Reporting Persons
Thomas R. Wall, IV

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
9,928,103

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
9,928,103

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,928,103

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
45.83%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

13


 

Item 1.

 

(a)

Name of Issuer
BWAY Holding Company

 

(b)

Address of Issuer’s Principal Executive Offices
8607 Roberts Drive Suite 250

Atlanta, Georgia  30350-2237

 

Item 2.

 

(a)

Name of Person Filing
Kelso GP VI, LLC

Kelso Investment Associates VI, L.P.

KEP VI, LLC

Philip E. Berney

Frank K. Bynum, Jr.

James J. Connors, II

Michael B. Goldberg

Frank J. Loverro

George E. Matelich

Frank T. Nickell

David I. Wahrhaftig

Thomas R. Wall, IV

 

(b)

Address of Principal Business Office or, if none, Residence
c/o Kelso & Company, L.P.

320 Park Avenue, 24th Floor

New York, New York  10022

 

(c)

Citizenship
See Item 4 of the cover pages attached hereto

 

(d)

Title of Class of Securities
Common Stock, par value $0.01 per share (the “Common Stock”)

 

(e)

CUSIP Number
12429T 104

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

 

 

Not applicable.

 

14


 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

See Item 9 of the attached cover pages.

 

(b)

Percent of class:   

See Item 11 of the attached cover pages.  The figures reported in Item 11 of the attached cover pages are based upon the number of outstanding shares reported in the annual report on Form 10-K of BWAY Holding Company filed with the Securities and Exchange Commission on December 21, 2007 which reported the total outstanding shares of common stock, as of December 14, 2007, as 21,660,737. 

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

See Item 5 of the attached cover pages.

 

 

(ii)

Shared power to vote or to direct the vote    

See Item 6 of the attached cover pages.

 

 

(iii)

Sole power to dispose or to direct the disposition of   

See Item 7 of the attached cover pages.

 

 

(iv)

Shared power to dispose or to direct the disposition of   

See Item 8 of the attached cover pages.

 

 

Kelso GP VI, LLC (GP VI) is the general partner of Kelso Investment Associates VI, L.P. (KIA VI).  GP VI disclaims beneficial ownership of the securities owned of record by KIA VI except to the extent of GP VI’s pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for any purposes. 

 

 

 

GP VI and KEP VI, LLC (KEP VI), due to their common control, each could be deemed to beneficially own the other’s securities.  GP VI disclaims beneficial ownership of all the securities owned of record by KEP VI and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for any purposes.

 

 

 

KIA VI and KEP VI, due to their common control, each could be deemed to beneficially own the other's securities. KIA VI and KEP VI each disclaim beneficial ownership of all of the securities owned of record by the other and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for any purposes.

 

 

 

Messrs. Berney, Bynum, Connors, Goldberg, Loverro, Matelich, Nickell, Wahrhaftig and Wall may be deemed to share beneficial ownership of securities owned of record by KIA VI and KEP VI by virtue of their status as managing members of GP VI (the general partner of KIA VI) and KEP VI, respectively, but disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any of Messrs. Berney, Bynum, Connors, Goldberg, Loverro, Matelich, Nickell, Wahrhaftig and Wall is the beneficial owner of these securities for any purposes.

 

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group

 

Not applicable.

 

15


 

Item 10.

Certification

 

Not applicable as this statement is filed pursuant to Rule 13d-1(d).

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:  February 12, 2008

 

 

KELSO GP VI, LLC

 

 

 

Signature:

 *

 

 

 

 

 

KELSO INVESTMENT ASSOCIATES VI, L.P.

 

 

 

Signature:

 *

 

 

 

 

 

KEP VI, LLC

 

 

 

Signature:

 *

 

 

 

 

 

PHILIP E. BERNEY

 

 

 

Signature:

 *

 

 

 

 

 

FRANK K. BYNUM, JR.

 

 

 

Signature:

 *

 

 

 

 

 

JAMES J. CONNORS, II

 

 

 

Signature:

 *

 

 

 

 

 

MICHAEL B. GOLDBERG

 

 

 

Signature:

 *

 

16


 

 

FRANK J. LOVERRO

 

 

 

Signature:

 *

 

 

 

 

 

GEORGE E. MATELICH

 

 

 

Signature:

 *

 

 

 

 

 

FRANK T. NICKELL

 

 

 

Signature:

 *

 

 

 

 

 

DAVID I. WAHRHAFTIG

 

 

 

Signature:

 *

 

 

 

 

 

THOMAS R. WALL, IV

 

 

 

Signature:

 *

 

 

*By:

/s/ James J. Connors, II

 

 

Name: James J. Connors, II

 

Attorney-in-fact**

 

** The Powers of Attorney filed with the Securities and Exchange Commission with the Form 3s, dated June 12, 2007, in respect of the securities of BWAY Holding Company by Kelso GP VI, LLC, Kelso Investment Associates VI, L.P., KEP VI, LLC, Philip E. Berney, Frank K. Bynum, Jr., James J. Connors, II, Michael B. Goldberg, Frank J. Loverro, George E. Matelich, Frank T. Nickell, David I. Wahrhaftig and Thomas R. Wall, IV are hereby incorporated by reference.

 

17


 

EXHIBIT A

 

JOINT FILING STATEMENT

 

Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Schedule 13G and any amendments thereto to which this exhibit is attached is filed on behalf of each of them.

 

Dated:  February 12, 2008

 

 

KELSO GP VI, LLC

 

 

 

Signature:

 *

 

 

 

 

 

KELSO INVESTMENT ASSOCIATES VI, L.P.

 

 

 

Signature:

 *

 

 

 

 

 

KEP VI, LLC

 

 

 

Signature:

 *

 

 

 

 

 

PHILIP E. BERNEY

 

 

 

Signature:

 *

 

 

 

 

 

FRANK K. BYNUM, JR.

 

 

 

Signature:

 *

 

 

 

 

 

JAMES J. CONNORS, II

 

 

 

Signature:

 *

 

 

 

 

 

MICHAEL B. GOLDBERG

 

 

 

Signature:

 *

 

18


 

 

FRANK J. LOVERRO

 

 

 

Signature:

 *

 

 

 

 

 

GEORGE E. MATELICH

 

 

 

Signature:

 *

 

 

 

 

 

FRANK T. NICKELL

 

 

 

Signature:

 *

 

 

 

 

 

DAVID I. WAHRHAFTIG

 

 

 

Signature:

 *

 

 

 

 

 

THOMAS R. WALL, IV

 

 

 

Signature:

 *

 

 

*By:

/s/ James J. Connors, II

 

 

Name: James J. Connors, II

 

Attorney-in-fact

 

19

 -----END PRIVACY-ENHANCED MESSAGE-----